Swindon and Springer and Company
Employee benefit plan audit practice profile, built from plan year 2024 Form 5500 filings.
Last updated · Source data: plan year 2024 Form 5500 filings
How many 401(k) plans does Swindon and Springer and Company audit?
Swindon and Springer and Company was the independent auditor for 5 retirement plan filings (6 audited filings including welfare plans) in plan year 2024, with clients in 3 states and territories — the #1,397 practice nationally by volume.
Practice at a glance
| Measure | Value |
|---|---|
| Firm EIN (as filed) | 31-1339842 |
| Retirement plan audits (401(k), 403(b), pension) | 5 |
| All audited filings (incl. welfare plans) | 6 |
| States and territories with clients | 3 |
| National rank by retirement plan volume | #1,397 of 3,956 |
| National rank, all audited filings (league-table basis) | #1,215 of 4,052 |
| Average client size (participants) | 987 |
| Largest client (participants) | 3,357 |
Rankings derived from U.S. Department of Labor Form 5500 filings, plan year 2024. Read the full methodology.
Where does Swindon and Springer and Company audit plans?
| State | Plans audited | Share of practice |
|---|---|---|
| Ohio | 3 | 60.0% |
| Indiana | 1 | 20.0% |
| New York | 1 | 20.0% |
Largest concentration: Ohio (3 plans). State reflects the plan sponsor’s address, not the firm’s office locations.
What audit opinions does Swindon and Springer and Company issue?
| Opinion type | Filings | Share |
|---|---|---|
| Unmodified (clean) | 4 | 80.0% |
| Qualified | 0 | 0.0% |
| Disclaimer | 1 | 20.0% |
| Adverse | 0 | 0.0% |
As coded on Schedule H. A disclaimer here usually reflects the legacy limited-scope reporting convention (now the ERISA Section 103(a)(3)(C) election), not a failed audit — see the methodology.
Largest plans audited by Swindon and Springer and Company
| Plan sponsor | State | Participants |
|---|---|---|
| Kci Holding USA, Inc. | OH | 3,357 |
| Frontier Technology, Inc. | OH | 665 |
| Tag Urgent Care Support Services LLC | NY | 440 |
| Corbus, LLC | OH | 255 |
| PDF Inc. | IN | 217 |
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About this profile
This page is generated from public U.S. Department of Labor Form 5500 filings in which Swindon and Springer and Company (EIN 31-1339842) is named as the plan’s independent qualified public accountant. Swindon and Springer and Company did not supply, review, or endorse this information, and inclusion is not a recommendation. Filing data can contain sponsor-entered errors; corrections are welcome via the about page.