Swartz, Retson & Co., P.C.
Employee benefit plan audit practice profile, built from plan year 2024 Form 5500 filings.
Last updated · Source data: plan year 2024 Form 5500 filings
How many 401(k) plans does Swartz, Retson & Co., P.C. audit?
Swartz, Retson & Co., P.C. was the independent auditor for 12 retirement plan filings (13 audited filings including welfare plans) in plan year 2024, with clients in 2 states and territories — the #758 practice nationally by volume.
Practice at a glance
| Measure | Value |
|---|---|
| Firm EIN (as filed) | 35-1509921 |
| Retirement plan audits (401(k), 403(b), pension) | 12 |
| All audited filings (incl. welfare plans) | 13 |
| States and territories with clients | 2 |
| National rank by retirement plan volume | #758 of 3,956 |
| National rank, all audited filings (league-table basis) | #730 of 4,052 |
| Average client size (participants) | 1,969 |
| Largest client (participants) | 9,837 |
Rankings derived from U.S. Department of Labor Form 5500 filings, plan year 2024. Read the full methodology.
Where does Swartz, Retson & Co., P.C. audit plans?
| State | Plans audited | Share of practice |
|---|---|---|
| Indiana | 11 | 91.7% |
| Illinois | 1 | 8.3% |
Largest concentration: Indiana (11 plans). State reflects the plan sponsor’s address, not the firm’s office locations.
What audit opinions does Swartz, Retson & Co., P.C. issue?
| Opinion type | Filings | Share |
|---|---|---|
| Unmodified (clean) | 11 | 91.7% |
| Qualified | 0 | 0.0% |
| Disclaimer | 1 | 8.3% |
| Adverse | 0 | 0.0% |
As coded on Schedule H. A disclaimer here usually reflects the legacy limited-scope reporting convention (now the ERISA Section 103(a)(3)(C) election), not a failed audit — see the methodology.
Largest plans audited by Swartz, Retson & Co., P.C.
| Plan sponsor | State | Participants |
|---|---|---|
| Community Foundation of Northwest Indiana, Inc. | IN | 9,837 |
| Indiana Grocery Group, LLC | IN | 1,765 |
| Land O'Frost, Inc. | IL | 1,458 |
| G.W. Berkheimer Co., Inc. | IN | 453 |
| Calumet College of ST. Joseph | IN | 431 |
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About this profile
This page is generated from public U.S. Department of Labor Form 5500 filings in which Swartz, Retson & Co., P.C. (EIN 35-1509921) is named as the plan’s independent qualified public accountant. Swartz, Retson & Co., P.C. did not supply, review, or endorse this information, and inclusion is not a recommendation. Filing data can contain sponsor-entered errors; corrections are welcome via the about page.