Nichols, Cauley & Associates, LLC
Employee benefit plan audit practice profile, built from plan year 2024 Form 5500 filings.
Last updated · Source data: plan year 2024 Form 5500 filings
How many 401(k) plans does Nichols, Cauley & Associates, LLC audit?
Nichols, Cauley & Associates, LLC was the independent auditor for 31 retirement plan filings (33 audited filings including welfare plans) in plan year 2024, with clients in 5 states and territories — the #357 practice nationally by volume.
Practice at a glance
| Measure | Value |
|---|---|
| Firm EIN (as filed) | 58-2475857 |
| Retirement plan audits (401(k), 403(b), pension) | 31 |
| All audited filings (incl. welfare plans) | 33 |
| States and territories with clients | 5 |
| National rank by retirement plan volume | #357 of 3,956 |
| National rank, all audited filings (league-table basis) | #351 of 4,052 |
| Average client size (participants) | 497 |
| Largest client (participants) | 3,231 |
Rankings derived from U.S. Department of Labor Form 5500 filings, plan year 2024. Read the full methodology.
Where does Nichols, Cauley & Associates, LLC audit plans?
| State | Plans audited | Share of practice |
|---|---|---|
| Georgia | 25 | 80.6% |
| Florida | 2 | 6.5% |
| Oklahoma | 2 | 6.5% |
| Colorado | 1 | 3.2% |
| South Carolina | 1 | 3.2% |
Largest concentration: Georgia (25 plans). State reflects the plan sponsor’s address, not the firm’s office locations.
What audit opinions does Nichols, Cauley & Associates, LLC issue?
| Opinion type | Filings | Share |
|---|---|---|
| Unmodified (clean) | 28 | 90.3% |
| Qualified | 1 | 3.2% |
| Disclaimer | 2 | 6.5% |
| Adverse | 0 | 0.0% |
As coded on Schedule H. A disclaimer here usually reflects the legacy limited-scope reporting convention (now the ERISA Section 103(a)(3)(C) election), not a failed audit — see the methodology.
Largest plans audited by Nichols, Cauley & Associates, LLC
| Plan sponsor | State | Participants |
|---|---|---|
| Warehouse Home Furnishings Distributors Inc | GA | 3,231 |
| Warehouse Home Furnishings Distributors, Inc. | GA | 1,696 |
| C.W. Matthews Contracting Company, Inc. | GA | 1,597 |
| The Recreational Group LLC | GA | 726 |
| Bios Companies Inc. | OK | 715 |
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About this profile
This page is generated from public U.S. Department of Labor Form 5500 filings in which Nichols, Cauley & Associates, LLC (EIN 58-2475857) is named as the plan’s independent qualified public accountant. Nichols, Cauley & Associates, LLC did not supply, review, or endorse this information, and inclusion is not a recommendation. Filing data can contain sponsor-entered errors; corrections are welcome via the about page.