Maloney + Novotny LLC
Employee benefit plan audit practice profile, built from plan year 2024 Form 5500 filings.
Last updated · Source data: plan year 2024 Form 5500 filings
How many 401(k) plans does Maloney + Novotny LLC audit?
Maloney + Novotny LLC was the independent auditor for 121 retirement plan filings (140 audited filings including welfare plans) in plan year 2024, with clients in 7 states and territories — the #94 practice nationally by volume.
Practice at a glance
| Measure | Value |
|---|---|
| Firm EIN (as filed) | 34-0677006 |
| Retirement plan audits (401(k), 403(b), pension) | 121 |
| All audited filings (incl. welfare plans) | 140 |
| States and territories with clients | 7 |
| National rank by retirement plan volume | #94 of 3,956 |
| National rank, all audited filings (league-table basis) | #85 of 4,052 |
| Average client size (participants) | 803 |
| Largest client (participants) | 9,726 |
Rankings derived from U.S. Department of Labor Form 5500 filings, plan year 2024. Read the full methodology.
Where does Maloney + Novotny LLC audit plans?
| State | Plans audited | Share of practice |
|---|---|---|
| Ohio | 109 | 90.1% |
| Florida | 6 | 5.0% |
| Indiana | 2 | 1.7% |
| Alaska | 1 | 0.8% |
| Massachusetts | 1 | 0.8% |
| New Jersey | 1 | 0.8% |
| Pennsylvania | 1 | 0.8% |
Largest concentration: Ohio (109 plans). State reflects the plan sponsor’s address, not the firm’s office locations.
What audit opinions does Maloney + Novotny LLC issue?
| Opinion type | Filings | Share |
|---|---|---|
| Unmodified (clean) | 101 | 84.2% |
| Qualified | 0 | 0.0% |
| Disclaimer | 19 | 15.8% |
| Adverse | 0 | 0.0% |
As coded on Schedule H. A disclaimer here usually reflects the legacy limited-scope reporting convention (now the ERISA Section 103(a)(3)(C) election), not a failed audit — see the methodology.
Largest plans audited by Maloney + Novotny LLC
| Plan sponsor | State | Participants |
|---|---|---|
| The J.M. Smucker Company | OH | 9,726 |
| Swagelok Company | OH | 7,001 |
| The Lubrizol Corporation | OH | 5,827 |
| Case Western Reserve University | OH | 5,694 |
| Hyland Software, Inc. | OH | 3,635 |
About this profile
This page is generated from public U.S. Department of Labor Form 5500 filings in which Maloney + Novotny LLC (EIN 34-0677006) is named as the plan’s independent qualified public accountant. Maloney + Novotny LLC did not supply, review, or endorse this information, and inclusion is not a recommendation. Filing data can contain sponsor-entered errors; corrections are welcome via the about page.