Bauman Associates, LTD
Employee benefit plan audit practice profile, built from plan year 2024 Form 5500 filings.
Last updated · Source data: plan year 2024 Form 5500 filings
How many 401(k) plans does Bauman Associates, LTD audit?
Bauman Associates, LTD was the independent auditor for 10 retirement plan filings (14 audited filings including welfare plans) in plan year 2024, with clients in 3 states and territories — the #816 practice nationally by volume.
Practice at a glance
| Measure | Value |
|---|---|
| Firm EIN (as filed) | 39-1277627 |
| Retirement plan audits (401(k), 403(b), pension) | 10 |
| All audited filings (incl. welfare plans) | 14 |
| States and territories with clients | 3 |
| National rank by retirement plan volume | #816 of 3,956 |
| National rank, all audited filings (league-table basis) | #690 of 4,052 |
| Average client size (participants) | 464 |
| Largest client (participants) | 1,717 |
Rankings derived from U.S. Department of Labor Form 5500 filings, plan year 2024. Read the full methodology.
Where does Bauman Associates, LTD audit plans?
| State | Plans audited | Share of practice |
|---|---|---|
| Wisconsin | 5 | 50.0% |
| Minnesota | 4 | 40.0% |
| Iowa | 1 | 10.0% |
Largest concentration: Wisconsin (5 plans). State reflects the plan sponsor’s address, not the firm’s office locations.
What audit opinions does Bauman Associates, LTD issue?
| Opinion type | Filings | Share |
|---|---|---|
| Unmodified (clean) | 10 | 100.0% |
| Qualified | 0 | 0.0% |
| Disclaimer | 0 | 0.0% |
| Adverse | 0 | 0.0% |
As coded on Schedule H. A disclaimer here usually reflects the legacy limited-scope reporting convention (now the ERISA Section 103(a)(3)(C) election), not a failed audit — see the methodology.
Largest plans audited by Bauman Associates, LTD
| Plan sponsor | State | Participants |
|---|---|---|
| Plumbers & Steamfitters Local 434 Local 434 | WI | 1,717 |
| Board of Trustees - Western Lake Superior Piping Industry Pension | MN | 706 |
| Nolato Contour Inc | WI | 391 |
| Board of Trustees of Bac Local 1 Supplemental Retirement Fund | MN | 384 |
| Tractor Central LLC | WI | 335 |
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About this profile
This page is generated from public U.S. Department of Labor Form 5500 filings in which Bauman Associates, LTD (EIN 39-1277627) is named as the plan’s independent qualified public accountant. Bauman Associates, LTD did not supply, review, or endorse this information, and inclusion is not a recommendation. Filing data can contain sponsor-entered errors; corrections are welcome via the about page.